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How each side funds open source for sovereignty: modalities compared

Source file: docs/FUNDING-MODALITIES.md · updated 2026-11-08

Draft frame, 3 Nov 2026. Filled from data/funding/{eu,cn}.json (qualitative fields) and the catalogue. Claims labelled fact / commitment / inference / proposal.

Open-source research from public sources; incomplete and correctable. Contribute: GitHub issues (label funding-data) or contact@eu-china-commons.eu.

1. Questions

  1. Who decides and who manages the money? (ministry, agency, foundation, SOE, local bureau, EDIC)
  2. Through which instruments? direct spending, grants, adoption subsidies, tax credits, procurement, donations via foundations.
  3. What is funded: creation, adoption or maintenance?
  4. With which strings? national stack, local registration, licence, security review, upstream contribution.
  5. With which sovereignty narrative? 自主可控 / 安全可靠 / 信创 / 国产替代 vs digital sovereignty / strategic autonomy / public money public code.
  6. How open to the other side? foreign contributors, foreign firms, international upstreams.
  7. How accountable? published budgets, disbursement data, evaluation.

2. Comparison grid (first fill, 3 Nov 2026: 24 EU + 21 CN records)

DimensionChinaEU (institutions)EU member states
Main fundersLocal industry bureaus and development-zone committees (Shenzhen, Shanghai, Wuhan East Lake, Hangzhou, Guangdong, Jiangsu); centre acts via OpenAtom (MIIT-supervised, funded by corporate donations, 100% domestic 2022–23), no central open-source budget line foundCommission programmes and joint undertakings: Horizon/NGI, Digital Europe, Chips JU, EuroHPC; DC-EDIC (small, mostly in kind)Germany (Sovereign Tech Agency, ZenDiS, Prototype Fund) and France (DINUM, BlueHats) only; 23 states: nothing found (light search)
Dominant instrumentPrize-style grants paid after results; adoption subsidies as % of investment (Shenzhen 15% + 5% RISC-V; Wuhan 50% of R&D); per-device rates; venture-style fund matrices (Jiangsu)Competitive grants, cascade funding through intermediaries (NLnet small grants)Agency contracts for maintenance (DE); in-house development (DE openDesk, FR La Suite); small prizes (FR)
Stage fundedAdoption and commercialisation (distributions, native apps, devices); some creation (Shanghai tools, Hangzhou incubation); maintenance only in Guangdong (30% of community operating costs)Creation of strategic tech (RISC-V/DARE, OpenEuroLLM) and small new projects (NGI)Adoption by public bodies (openDesk, La Suite) and maintenance (Sovereign Tech Fund, unique in Europe)
SelectionYearly local calls with review panels; awards after certification/sales/deploymentOpen competitive calls; NLnet rolling open callsAgency selection of critical projects (STA); open calls (Prototype Fund)
ConditionsLocal registration; use of a named domestic stack (OpenHarmony, RISC-V, OpenAtom-hosted / "national open-source organisation"); payment tied to resultsOpen licence (NGI); co-funding (DARE, Chips JU)Open licence; no domestic-firm requirement found
Sovereignty frameNot explicit in the texts read (no 自主可控 quote found yet) — to check"strategic autonomy", "digital sovereignty" in programme texts (to quote)"digital sovereignty" (ZenDiS, STA) — to quote; "public money, public code" not found in sources
Openness to foreign participantsNever stated; local-registration and domestic-stack conditions exclude foreign firms in practice (inference)Mostly unclear; NGI open to applicants worldwide (to verify)Unclear; STA funds global upstream projects regardless of maintainers' nationality (to verify)
Transparency of amountsOnly caps and rates published; no adopted budget or disbursement found; award notices (拟资助名单) not yet collectedEnvelopes published (CORDIS, calls)Annual budgets published (DE), cumulative figures (FR)

2b. First reading of the hypotheses (inference, 3 Nov)

3. Working hypotheses (inference, to test against the data)

4. Implications for cooperation (proposal, after the data)